IRB Submission Procedures

All faculty, staff and students are encouraged to review this step by step guide on how to prepare and submit a protocol using the Cayuse Human Ethics module (Cayuse HE) to the William Paterson Institutional Review Board.  

  • Step 1 - Complete Training
  • Step 1 - Complete Training

    CITI Training  for use of Human Subjects is required for all investigators engaged in human subjects research at WP. All users must use their William Paterson University email address as the primary email when registering. 

    Training on how to access and use the Cayuse Human Ethics Module is offered to all Faculty, Staff and Students. 

    Visit IRB Training and Certification Program for More Information.  

  • Step 2 - Assess and Classify your Research Project
  • Step 2 - Assess and Classify your Research Project

    Once you have completed training and learned about how to protect human subjects in research, your next step is to Consult the IRB Decision Tree to determine if your project needs IRB review. 

    If you determine that your project needs IRB review, your next step is to classify your study into one of three Federally defined categories. The level of review required for a study depends on the specific activities to be undertaken in the study. For the exemption and expedited levels of review, the study must present no greater than minimal risk to the subjects, and all activities must fall within specific categories of research activities. Minimal risk means that the probability and magnitude of harm or discomfort anticipated in the research are not greater in and of themselves than those ordinarily encountered in daily life or during the performance of routine physical or psychological examinations or tests.  

    For more information about classifying your study, please visit the links below to view details about each level of review.  

    If you have concerns about the determination, contact the IRB Administrator 

    *Note: Students are expected to meet with your Faculty Advisor and review your research protocol and, review this PowerPoint: “WP IRB Basics for Students” 

  • Step 3 - Prepare your Application in Cayuse
  • Step 3 - Prepare your Application in Cayuse

    Accessing Cayuse

    WP Faculty and Staff have access to the Cayuse system. Contact the IRB if you are unable to access the system. 

    WP students need to request an account in order to access Cayuse. Please complete the Registration Form to Request a Cayuse User Account. Please allow 3 business days for this account to be created.

    Faculty Advisors can request access for classes where IRB may be needed. 

    For more information on navigating in Cayuse, visit the page for the Cayuse Human Ethics Module. 

    To prepare your application in the system, develop the following materials to support your protocol: 

    Recruitment Plan and Materials  

    The recruitment plan is how you plan to engage participants in your research   Include copies of any social media scripts, email/letter template, posters/advertisements, or other materials that will be used to recruit participants.  

    Research Plan 

        • Develop a plan that includes your research question and how you intend to engage with human subjects. 

        • For exempt research, be sure to include in your research plan, at minimum, the following: Study Summary, project period, study Overview, research procedures, data collection process, study setting and data management and plans for data destruction. 

        • For non-exempt research, be sure to include in your research plan the following: Study Summary, Project Period, Study Overview, Rationale, risks and benefits, research procedures, data collection process, study setting, study population and inclusion and exclusion criteria, data management and protection process, records retention and plans for data destruction. 

     

    *Note: do not upload your research plan or sections of your thesis as part of your IRB protocol in Cayuse. Use this document to answer the questions in the application. 

     

    Plans for Obtaining Informed Consent and/or Parental Permission and Assent and Related Materials 

        • Informed consent is the process of providing a subject with adequate information to allow for an informed decision about his or her voluntary participation in the research.
      •  

     

    Data Collection Tools  

    Include copies of any survey(s), interview questions or checklists, forms or other data collection tools.

  • Step 4 - Submit and Certify your protocol in Cayuse
  • Step 4 - Submit and Certify your protocol in Cayuse

    The Cayuse Human Ethics page includes detailed instructions on how to submit and certify your protocol to the IRB for review. 

    Faculty Advisor and Co-Principal Investigators Review of Protocols 

    Upon submission of a protocol, faculty advisors and all co-Principal Investigators will receive an automated email from Cayuse letting them know that there is a protocol that needs their approval before it can submitted to the Institutional Review Board.  They must login to Cayuse to review and certify your application in the system.  

    Watch the Cayuse Tutorials Here 

  • Step 5 - Check protocol Status in Cayuse and Monitor your WP Email for Correspondence From the IRB
  • Step 5 - Check protocol Status in Cayuse and Monitor your WP Email for Correspondence From the IRB

    The IRB administrator/designee will evaluate your application for completeness. Incomplete applications run the risk of being returned to the applicant without IRB review. Complete applications will be forwarded to IRB members for review.  

    It may take up to 3 weeks to complete the review process. 

    The IRB administrator/designee will contact you by email once the IRB reviews your protocol.  

    The Cayuse Human Ethics page contains detailed instructions on how to access your approval notice. 

 

Actions In Cayuse HE

Within Cayuse HE, there is one form for each type of actions regardless of the category of review or type of investigator. All actions will now occur within Cayuse HE including the following submission types: 

  • Initial
  • Initial 

    Creation of a protocol in Cayuse HE involves the creation of both a workspace and an initial application. The initial application covers all categories of review. All future actions, including those listed below, will occur in this workspace, identified by an IRB number. The review process must be complete and an approval notice issued for Initial applications before additional actions may occur in the workspace.  

  • Renewal
  • Renewal

    Renewals must be submitted to the IRB prior at least 30 days prior to the anniversary date of the protocol’s approval for each year the study is active. To request approval to extend the project beyond the approved study period, complete a renewal request through Cayuse HE. 

  • Modifications
  • Modifications

    Research protocols that have been approved by the IRB must have prior approval for any deviation from the original approved protocol. A modification must be submitted for non-exempt research to request approval to implement changes to a previously approved protocol. Such changes may include: 

    • Revisions to the study’s research procedures 
    • Extension of a study’s end date 
    • Revisions to recruitment materials and/or procedures 
    • Revisions to consent, assent, and/or parent/guardian permission form(s) and/or procedures 
    • Revisions to data collection instrument(s) 
    • Revisions to the number of subjects to be recruited 
    • Revisions to study personnel 
    • Other revisions 

  • Incidents
  • Incidents

    For non-exempt human subjects research, an incident whether an unanticipated problem or an adverse event Must be reported to the IRB within one week of its occurrence. It is the responsibility of the PI to report all incidents to the IRB through Cayuse HE. The IRB will review the all incidents, adverse events and unanticipated problems and notify the investigator if any further actions are needed. 

    Adverse Event: Any untoward or unfavorable medical occurrence in a human subject, including any abnormal sign (for example, abnormal physical exam or laboratory finding), symptom, or disease, temporally associated with the subject’s participation in the research, whether or not considered related to the subject’s participation in the research. Adverse events encompass both physical and psychological harms.  They occur most commonly in the context of biomedical research, although on occasion, they can occur in the context of social and behavioral research. 

     

    Unanticipated problem: In general, to include any incident, experience, or outcome that meets all of the following criteria: 

      1. unexpected (in terms of nature, severity, or frequency) given (a) the research procedures that are described in the protocol-related documents, such as the IRB-approved research protocol and informed consent document; and (b) the characteristics of the subject population being studied;  

      1. related or possibly related to participation in the research (in this guidance document, possibly related means there is a reasonable possibility that the incident, experience, or outcome may have been caused by the procedures involved in the research); and 

      1. suggests that the research places subjects or others at a greater risk of harm (including physical, psychological, economic, or social harm) than was previously known or recognized. 

  • Closure
  • Closure

    For all non-exempt studies, a closure report must be completed in Cayuse HE within 30 days of the project’s expiration date, unless the study was approved for exemption.